In November 2021, RBI introduced an Internal Ombudsman mechanism for select Non-Banking Financial Companies.Non-Deposit-taking NBFCs with assets size of _______must appoint an Internal Ombudsman (IO).

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  1. ​₹50 crore 
  2. ​₹500 crore 
  3. ₹5,000 crore 
  4. ​₹1,000 crore 
  5. ​₹100 crore 

Answer (Detailed Solution Below)

Option 3 : ₹5,000 crore 
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The correct answer is ₹5,000 crore.

Key Points

  • The Reserve Bank of India (RBI) on 15 November 2021 introduced an Internal Ombudsman mechanism for select Non-Banking Financial Companies (NBFCs).
  • Desposit-taking NBFCs with 10 or more branches and non-deposit taking NBFCs with assets size of ₹5,000 crore must appoint an Internal Ombudsman (IO).
  • The RBI has given six months time to follow the directions.

Important Points

  • ​The direction covers the appointment/tenure, role and responsibilities, procedural guidelines, and oversight mechanism for the IO.
  • All complaints that are partly or wholly rejected by the NBFC will be reviewed by the IO before the final decision of the NBFC is conveyed to the complainant.
  • The IO will not entertain any complainants directly from members of public.
  • The implementation of the IO mechanism will be monitored by the NBFC’s internal audit system apart from regulatory oversight by RBI.
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